Disclaimer
The SEC Filings on this page are provided by EDGAR (www.sec.gov), the Electronic Data Gathering, Analysis, and Retrieval System of the U.S. Securities and Exchange Commission (SEC). EDGAR performs automated collection, validation, indexing, acceptance, and forwarding of submissions by companies and others who are required by law to file forms with the SEC. The information here is provided for your convenience only. Comcast has no control over the information provided by EDGAR and cannot guarantee the sequence, accuracy, or completeness of any information or data displayed through EDGAR. Accordingly, Comcast does not accept any responsibility for the content or use of any information obtained through EDGAR.
Consult Your Tax Advisor
The information in this document represents our understanding of federal income tax laws and regulations, but does not constitute personal tax advice based on your specific situation. It does not purport to be complete or to describe the consequences that may apply to you given your particular taxes. You should consult your own tax advisor regarding the applicability of any state, local and foreign tax laws.
| FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
 |
Form 3 Holdings Reported. | ||||||||||||||||
|
Form 4 Transactions Reported. | ||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
CABLEVISION SYSTEMS CORP /NY [ CVC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
|
3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/31/2004 | ||||||||||||||||||||||||||
|
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
|||||||||||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
| Amount | (A) or (D) | Price | |||||||||||||
| Class A Stock(1) | 11/15/2004 | X/K4(1) | 26,918,195 | D | (1) | 14,533,487 | I | See footnote(2) | |||||||
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
| Call Option (obligation to sell) | $43.98 | 11/18/2002 | 4S(3) | 1 | 11/15/2004 | 11/15/2004 | Class A Stock | 26,918,195 | (2) | 1 | I | See footnote(2) | ||
| Put Option (obligation to buy) | $36.05 | 11/18/2002 | 4P(3) | 1 | 11/15/2004 | 11/15/2004 | Class A Stock | 26,918,195 | (2) | 1 | I | See footnote(2) | ||
| Call Option (obligation to sell) | $43.98 | 11/15/2004 | 4E(1) | 1 | 11/15/2004 | 11/15/2004 | Class A Stock | 26,918,195 | (1) | 0 | I | See footnote(2) | ||
| Put Option (obligation to buy) | $36.05 | 11/15/2004 | 4X(1) | 1 | 11/15/2004 | 11/15/2004 | Class A Stock | 26,918,195 | (1) | 0 | I | See footnote(2) | ||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
| Explanation of Responses: |
| 1. On November 15, 2004, the forward contract described in footnote (3) matured and Comcast delivered an aggregate of 26,918,195 shares of Cablevision NY Group Class A Common Stock, par value $0.01 per share ("Class A Stock") in satisfaction of its obligations thereunder. |
| 2. Of the 14,533,487 shares of Class A Stock that are being reported as having been owned by Comcast Corporation at the end of the issuer's fiscal year end, 11,660,795 shares of Class A Stock were owned by Comcast ABB CSC Holdings, Inc. and 2,872,692 shares of Class A Stock were owned by Comcast ABB CSC II, Inc. Of the shares of Class A stock delivered in settlement of Comcast Corporation's obligations under the forward contracts described in footnote (3), 20,991,124 shares of Class A Stock were owned by Comcast ABB CSC Holdings, Inc. and 5,927,071 shares of Class A Stock were owned by Comcast ABB CSC II, Inc. Comcast Cable Communications Holdings, Inc. is a direct, wholly owned subsidiary of Comcast Corporation. Comcast Cable Communications Holdings, Inc. owns a 61.9% interest in Comcast ABB CSC Holdings, Inc. directly and a 38.1% interest indirectly through its wholly owned subsidiary CVC Keep Well, LLC. Comcast Cable Communications Holdings, Inc. indirectly owns a 100% interest in Comcast ABB CSC II, Inc. |
| 3. On December 18, 2001, AT&T Broadband Group, through ATTBLLC, monetized 26,918,195 shares of Class A Stock through a forward contract pursuant to which AT&T wrote a covered call option and purchased a put option. On November 18, 2002, Comcast acquired AT&T Broadband Group, including its interests in the forward contract and the underlying Class A Stock. Disclosure regarding Comcast's interests in the forward contract was omitted from its Form 3 filed with the SEC in connection with the aquisition of AT&T Broadband Group. |
| /s/ Arthur R. Block, Senior Vice President | 02/17/2006 | |
| /s/ Arthur R. Block, Senior Vice President | 02/17/2006 | |
| /s/ Arthur R. Block, Senior Vice President | 02/17/2006 | |
| /s/ Rosemarie S. Teta, Vice President | 02/17/2006 | |
| /s/ Rosemarie S. Teta, Vice President | 02/17/2006 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||