The SEC Filings on this page are provided by EDGAR (www.sec.gov), the Electronic Data Gathering, Analysis, and Retrieval System of the U.S. Securities and Exchange Commission (SEC). EDGAR performs automated collection, validation, indexing, acceptance, and forwarding of submissions by companies and others who are required by law to file forms with the SEC. The information here is provided for your convenience only. Comcast has no control over the information provided by EDGAR and cannot guarantee the sequence, accuracy, or completeness of any information or data displayed through EDGAR. Accordingly, Comcast does not accept any responsibility for the content or use of any information obtained through EDGAR.
The information in this document represents our understanding of federal income tax laws and regulations, but does not constitute personal tax advice based on your specific situation. It does not purport to be complete or to describe the consequences that may apply to you given your particular taxes. You should consult your own tax advisor regarding the applicability of any state, local and foreign tax laws.
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
COMCAST CORP [ CMCSA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 11/07/2005 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to Purchase(1) | $32.8437 | 11/07/2005 | D(2) | 3,044 | (2) | 05/01/2009 | Class A Special Common Stock | 3,044 | $0 | 96,956 | D | ||||
Option to Purchase(1) | $32.8437 | 11/07/2005 | D(2) | 53,750 | (2) | 05/01/2009 | Class A Special Common Stock | 53,750 | $0 | 43,206 | D | ||||
Option to Purchase(1) | $32.8437 | 11/07/2005 | D(2) | 43,206 | (2) | 05/01/2009 | Class A Special Common Stock | 43,206 | $0 | 0.00 | D | ||||
Option to Purchase(1) | $32.8437 | 11/07/2005 | A(2) | 3,044 | 05/01/2009 | 05/01/2009 | Class A Special Common Stock | 3,044 | $0 | 3,044 | D | ||||
Option to Purchase(1) | $32.8437 | 11/07/2005 | A(2) | 53,750 | 05/01/2009 | 05/01/2009 | Class A Special Common Stock | 53,750 | $0 | 56,794 | D | ||||
Option to Purchase(1) | $32.8437 | 11/07/2005 | A(2) | 43,206 | 05/01/2009 | 05/01/2009 | Class A Special Common Stock | 43,206 | $0 | 100,000 | D | ||||
Option to Purchase(1) | $37.5625 | 11/07/2005 | D(3) | 2,662 | (3) | 06/01/2010 | Class A Special Common Stock | 2,662 | $0 | 797,338 | D | ||||
Option to Purchase(1) | $37.5625 | 11/07/2005 | D(3) | 797,338 | (3) | 06/01/2010 | Class A Special Common Stock | 797,338 | $0 | 0.00 | D | ||||
Option to Purchase(1) | $37.5625 | 11/07/2005 | A(3) | 2,662 | 06/01/2010 | 06/01/2010 | Class A Special Common Stock | 2,662 | $0 | 2,662 | D | ||||
Option to Purchase(1) | $37.5625 | 11/07/2005 | A(3) | 797,338 | 06/01/2010 | 06/01/2010 | Class A Special Common Stock | 797,338 | $0 | 800,000 | D | ||||
Option to Purchase(1) | $36.97 | 11/07/2005 | D(4) | 5,408 | (4) | 07/29/2011 | Class A Special Common Stock | 5,408 | $0 | 244,592 | D | ||||
Option to Purchase(1) | $36.97 | 11/07/2005 | D(4) | 244,592 | (4) | 07/29/2011 | Class A Special Common Stock | 244,592 | $0 | 0.00 | D | ||||
Option to Purchase(1) | $36.97 | 11/07/2005 | A(4) | 5,408 | 07/29/2011 | 07/29/2011 | Class A Special Common Stock | 5,408 | $0 | 5,408 | D | ||||
Option to Purchase(1) | $36.97 | 11/07/2005 | A(4) | 244,592 | 07/29/2011 | 07/29/2011 | Class A Special Common Stock | 244,592 | $0 | 250,000 | D | ||||
Option to Purchase(1) | $35.49 | 11/07/2005 | D(5) | 300,000 | (5) | 01/23/2012 | Class A Special Common Stock | 300,000 | $0 | 0.00 | D | ||||
Option to Purchase(1) | $35.49 | 11/07/2005 | A(5) | 300,000 | 01/23/2012 | 01/23/2012 | Class A Special Common Stock | 300,000 | $0 | 300,000 | D | ||||
Option to Purchase(1) | $23.84 | 11/07/2005 | D(6) | 115,806 | (6) | 10/26/2012 | Class A Special Common Stock | 115,806 | $0 | 4,194 | D | ||||
Option to Purchase(1) | $23.84 | 11/07/2005 | D(6) | 4,194 | (6) | 10/26/2012 | Class A Special Common Stock | 4,194 | $0 | 0.00 | D | ||||
Option to Purchase(1) | $25.83 | 11/07/2005 | A(6) | 115,806 | (7) | 10/26/2012 | Class A Special Common Stock | 115,806 | $0 | 115,806 | D | ||||
Option to Purchase(1) | $25.83 | 11/07/2005 | A(6) | 4,194 | (8) | 10/26/2012 | Class A Special Common Stock | 4,194 | $0 | 120,000 | D | ||||
Option to Purchase(9) | $27.12 | 11/07/2005 | D(10) | 450,000 | (10) | 02/25/2013 | Class A Common Stock | 450,000 | $0 | 0.00 | D | ||||
Option to Purchase(9) | $27.12 | 11/07/2005 | A(10) | 450,000 | 02/25/2013 | 02/25/2013 | Class A Common Stock | 450,000 | $0 | 450,000 | D | ||||
Option to Purchase(9) | $29.88 | 11/07/2005 | D(11) | 375,000 | (11) | 03/07/2014 | Class A Common Stock | 375,000 | $0 | 0.00 | D | ||||
Option to Purchase(9) | $29.88 | 11/07/2005 | A(11) | 375,000 | 03/07/2014 | 03/07/2014 | Class A Common Stock | 375,000 | $0 | 375,000 | D | ||||
Option to Purchase(9) | $33.99 | 11/07/2005 | D(12) | 200,000 | (12) | 03/13/2015 | Class A Common Stock | 200,000 | $0 | 0.00 | D | ||||
Option to Purchase(9) | $33.99 | 11/07/2005 | A(12) | 200,000 | 03/13/2015 | 03/13/2015 | Class A Common Stock | 200,000 | $0 | 200,000 | D |
Explanation of Responses: |
1. This is an option to purchase Class A Special Common Stock. |
2. The reported transactions with this same footnote involved amendments of three outstanding options, resulting in the deemed cancellation of the old options and the grant of three replacement options. The old options were originally granted on May 3, 1999. The vesting schedules of the old options were reported on an amended Form 4 filed by the reporting person on 11/20/02. |
3. The reported transactions with this same footnote involved amendments of two outstanding options, resulting in the deemed cancellation of the old options and the grant of two replacement options. The old options were originally granted on June 2, 2000. The vesting schedules of the old options were reported on an amended Form 4 filed by the reporting person on 11/20/02. |
4. The reported transactions with this same footnote involved amendments of two outstanding options, resulting in the deemed cancellation of the old options and the grant of two replacement options. The old options were originally granted on July 30, 2001. The vesting schedules of the old options were reported on an amended Form 4 filed by the reporting person on 11/20/02. |
5. The reported transactions with this same footnote involved an amendment of an outstanding option, resulting in the deemed cancellation of the old option and the grant of a replacement option. The old option was originally granted on January 24, 2002. The vesting schedule of the old option was reported on an amended Form 4 filed by the reporting person on 11/20/02. |
6. The reported transactions with this same footnote involved amendments of two outstanding options, resulting in the deemed cancellation of the old options and the grant of two replacement options. The old options were originally granted on October 28, 2002. The vesting schedules of the old options were reported on an amended Form 4 filed by the reporting person on 11/20/02. |
7. The vesting schedule of this replacement option is the same as the vesting schedule for the old option: 57,750 shares are immediately exercisable; 19,250 shares are exercisable on each of 10/28/2006 and 10/28/2007; 4,750 shares are exercisable on each of 10/28/2008, 10/28/2009, 10/28/2010 and 10/28/2011; and 556 shares are exercisable on 4/26/2012. |
8. The vesting schedule of this replacement option is the same as the vesting schedule for the old option: the shares are exercisable on 4/27/2012. |
9. This is an option to purchase Class A Common Stock. |
10. The reported transactions with this same footnote involved an amendment of an outstanding option, resulting in the deemed cancellation of the old option and the grant of a replacement option. The old option was originally granted on February 26, 2003. The vesting schedule of the old option was reported on a Form 4 filed by the reporting person on 2/28/03. |
11. The reported transactions with this same footnote involved an amendment of an outstanding option, resulting in the deemed cancellation of the old option and the grant of a replacement option. The old option was originally granted on March 9, 2004. The vesting schedule of the old option was reported on a Form 4 filed by the reporting person on 3/11/04. |
12. The reported transactions with this same footnote involved an amendment of an outstanding option, resulting in the deemed cancellation of the old option and the grant of a replacement option. The old option was originally granted on March 14, 2005. The vesting schedule of the old option was reported on a Form 4 filed by the reporting person on 3/15/05. |
Remarks: |
/s/ Smith, Lawrence S. | 11/09/2005 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |